Control Effectiveness Review
Test whether the controls you rely on actually work as intended.
The client need
Having a control is not the same as it working.
Having a control is not the same as it working. This review tests key controls for design and operating effectiveness so you know what you can rely on.
PillarAuditing
CategoryRisk and Assurance
Scope
What the engagement covers
- Selection of key controls by risk
- Walkthroughs and design assessment
- Operating effectiveness testing and sampling
- Control owner interviews
- Deficiency classification
- Improvement recommendations
Delivery approach
Understand. Prioritize. Enable.
How we deliver control effectiveness review, step by step.
- 01
Understand the context
Choose the controls that matter most to your risks.
- 02
Test design and operation
Walkthroughs plus sampled evidence over a period.
- 03
Prioritize deficiencies
Weak or failing controls ranked by impact.
- 04
Enable lasting progress
Specific improvements and a retest plan.
Deliverables
What your team receives
01Control testing results
02Deficiency register
03Improvement recommendations
04Retest plan
05Executive summary
Business value
Why it matters to the business
01
Confidence in the controls you rely on
02
Effort focused on controls that fail
03
Stronger audit and assurance position
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