Policy and Controls Review
A review of whether your policies and controls are complete, current and actually followed.
The client need
Policies drift out of date and controls erode quietly.
Policies drift out of date and controls erode quietly. This review checks that documented policy matches practice and that controls are designed to meet their objectives.
PillarAuditing
CategoryCompliance
Scope
What the engagement covers
- Policy and standard completeness and currency
- Alignment of policy with practice
- Control design and ownership
- Gap review against selected frameworks
- Exception and approval handling
- Document governance and review cycles
Delivery approach
Understand. Prioritize. Enable.
How we deliver policy and controls review, step by step.
- 01
Understand the context
Gather the policy set, control library and framework expectations.
- 02
Compare policy and practice
Interviews and sampling to see whether documents reflect real behaviour.
- 03
Prioritize the gaps
Missing, outdated or unenforced controls ranked by risk.
- 04
Enable lasting progress
Updated policies, clear ownership and a review calendar.
Deliverables
What your team receives
01Policy and controls review report
02Gap and overlap register
03Recommended policy updates
04Control ownership matrix
05Review calendar
Business value
Why it matters to the business
01
Documents your teams can actually follow
02
Less duplication and fewer gaps
03
Smoother audits
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